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06030 CITIC SEC

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Index Constituent : HS Composite Index, HS Comp. L & M Index, HS Comp. MidCap Ind, HS Comp. M & S Index, HS SCHK China H-Fin Index, HS China (HK) 100, HS China 50 Index, Stock Connect HK Ind, Stock Connect HK MS
Major Shareholders [00267] CITIC Limited (19.84%)
Guangzhou Yuexiu Capital Holdings Group Company Limited (8.12%)		 Sector Finance & Securities
Web Site http://www.citics.com Tel (86 755) 2383-5383
Email ir@citics.com Fax (86 755) 2383-5525
Related Equities N/A
Principal Activities Principally engaged in providing securities brokerage, investment banking, asset management trading and other related financial services.

Consolidated List of Substantial Shareholders

Name Number of Shares Interested % of Issued Share Capital (%) Date of Last Notice Filed (Y/M/D)
The Bank of New York Mellon Corporation 284,095,840(L) 280,373,840(P)  12.47(L) 12.31(P)  03/11/2017
Citigroup Inc. 257,492,436(L) 6,413,582(S) 222,883,122(P)  11.30(L) 0.28(S) 9.78(P)  01/02/2019
GIC Private Limited 181,979,873(L)  7.99(L)  19/11/2018
BlackRock, Inc. 173,165,776(L) 11,220,000(S)  7.60(L) 0.49(S)  22/02/2019
Last Update : 2019-02-28
Note : (L) - Long Position (S) - Short Position (P) - Lending Pool

Complete List of Directors

Director's Name Number of Shares Interested % of issued share capital (%) Date of Last Notice Filed (Y/M/D)
Last Update : 2019-02-28
Note : (L) - Long Position (S) - Short Position (P) - Lending Pool
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